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Los Angeles Securities Misconduct Lawyer

At the Vick Law Group, we maintain a narrow focus on securities litigation, SEC and PCAOB investigations, FINRA arbitrations,  business and commercial litigation, and related areas of law. This core foundation enables us to provide quality legal services rooted in the skills and experience necessary to succeed in these complex areas of law.

Our founding attorney, Scott Vick, draws on more than 19 years of legal experience. Before founding the practice, he served as a partner at a large international law firm. This in-depth experience, combined with our commitment to excellence and unparalleled client service, enables us to fulfill a unique and valuable role in the legal market.

We take pride in offering individualized solutions custom-tailored to meet our clients' needs.

Our Practice Areas

We offer experienced representation in the following areas:

  • Securities and Exchange Commission (SEC) and Public Company Accounting Oversight Board (PCAOB) investigations and enforcement actions: We possess the experience and knowledge to successfully defend clients at all stages of SEC/PCAOB investigations and enforcement actions.
  • Securities litigation: We represent corporations, businesses, investors, brokers, executives and banks facing class-action lawsuits, shareholder derivative litigation and other forms of securities litigation. Our firm boasts a successful track record in obtaining dismissal and negotiating favorable settlements.
  • Accountant and auditor professional liability: We have extensive experience representing accountants and auditors in professional liability matters.
  • Financial fraud litigation: Our firm provides skilled and experienced representation for businesses and executives facing civil and financial fraud litigation, including securities fraud, investor fraud, misappropriation of funds or assets, skimming, payoffs and kickbacks.
  • Business and commercial litigation: We represent businesses and individuals in all types of commercial litigation, including contract-related claims, noncompete agreements, breach of fiduciary duty, intellectual property infringement and other matters.
  • Junk fax and Telephone Consumer Protection Act (TCPA) litigation: For more than seven years, we have litigated these niche cases, representing defendants in some of the largest and most complex cases in California.
  • Class actions: We provide forward-leaning defense for businesses facing any type of class-action lawsuit.

We represent business clients from across the nation. Additionally, our lawyer serves as local co-counsel for large national law firms with California cases.

Contact A PCAOB Investigation Attorney At Vick Law Group

To learn more about our practice or to arrange a consultation with a securities misconduct defense attorney in Los Angeles, contact Vick Law Group at 213-784-3657. Our firm is centrally located in the Financial District of downtown Los Angeles.


Vick Law Group APC
800 West 6th Street, Suite 1220
Los Angeles, CA 90017
Phone: 213-784-3657
Fax: 213-784-6226
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