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Los Angeles Securities Defense Lawyer

In the wake of the Enron scandal, Congress enacted regulations that placed heightened scrutiny on public auditing and accounting firms. The Public Company Accounting Oversight Board (PCAOB) is a congressionally created nonprofit corporation that conducts investigations and carries out enforcement actions against firms alleged to have violated those heightened standards. Any firm that performs audits for publicly traded companies must be registered with the PCAOB.

Likewise, the Securities and Exchange Commission (SEC) enforces complex security regulations against investors, brokers, financial advisers and others in the industry.

Investigations by either the SEC or the PCAOB pose a serious threat to the professional reputation and business vitality of those alleged to have violated federal securities regulations. A finding of a violation can result in suspension or revocation of the firm's registration, suspension of individual auditors and civil monetary penalties. Competent legal counsel is thus critical for navigating these complex cases.

Combining Large Firm Experience With Small Firm Attention

At Vick Law Group, we have extensive experience guiding clients through the SEC and PCAOB investigation process, including enforcement hearings as well as professional liability matters. We combine large firm experience with the cost-effectiveness and attentive service of a small firm.

Our firm is a powerhouse of hands-on advocacy backed by a proven track record.

We represent banks, corporations, accounting firms, auditors and executives across the country. We also serve as local co-counsel for large national firms with cases in California.

Our lawyer's intensive knowledge of the industry benefits our clients through all stages of the process. We understand the issues that commonly arise. We are familiar with the players. We know how to develop successful strategies for obtaining favorable results.

Innovative Legal Solutions

Clients turn to our firm because they value our unique breadth of experience in securities litigation. We have capably handled some of the most complex corporate audit cases in the country. Our attorney has been involved in nearly every facet of securities litigation.

We provide not only sophisticated legal analysis of complex issues, but also innovative solutions custom-tailored to meet our clients' unique needs. We understand that every client has different resources and business objectives. We fine-tune our approach to balance the wide-ranging considerations that factor into each case.

Contact Our Firm For SEC Or PCAOB Enforcement Representation

To arrange a consultation with our Los Angeles-based SEC investigation attorney, contact our firm at 213-784-3657. Our office is conveniently located in the Financial District of downtown Los Angeles.


Vick Law Group APC
800 West 6th Street, Suite 1220
Los Angeles, CA 90017
Phone: 213-784-3657
Fax: 213-784-6226
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